My advisor suggested I diversify my portfolio to include structured notes, and I wanted to see what you thought of them. Investing in structured notes (SN) varies by complexity and risk. They are ...

A portfolio’s outcome is driven by a variety of factors on factors like commissions, time horizon, and asset classes, with strategy being a key determinant shaped by each manager’s risk tolerance.

U.S. securities regulators are highlighting the risks associated with structured notes. The U.S. Securities and Exchange Commission’s (SEC) Office of Investor Education and Advocacy published a ...

Consistent with its mission of investor protection, FINRA announced today that it will review firm practices regarding higher-risk structured products, specifically non-principal protected “worst-of” ...